Compliance Apprentice – Trade Surveillance
- Company: Janus Henderson
- Location: London
- Closing Date: 11-06-2023
Programme Length
18 Months
Apprenticeship Level
Level 3
Year Group
Year 12 / Year 13
Description
Your opportunity:
This role is a Level 3 Compliance Officer Apprenticeship which is a work based qualification combining practical training in a job and study.
You will:
- Review and investigate alerts for suspicious activity with a focus on market abuse and unethical trading practices such as insider dealing and market manipulation using an automated surveillance tool
- Review electronic communications such as emails and chats, for evidence of market abuse or conduct breaches using an automated system
- Analyse alerts thoroughly and timely to ensure that issues are identified, investigated, and escalated where necessary
- Perform non-automated monitoring to provide assurance that controls are appropriately designed and operating effectively
- Collaborate with Risk and Compliance, other control functions, Investments and others during analysis
- Carry out other duties as assigned
What to expect when you join our firm:
- Hybrid working and reasonable accommodations
- Generous Holiday policies
- Excellent Health and Wellbeing benefits including corporate membership to ClassPass
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- All-inclusive approach to Diversity, Equity and Inclusion
- Maternal/paternal leave benefits and family services
- Complimentary subscription to Headspace – the mindfulness app
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidized onsite canteen
Must have skills:
- Good verbal and written communication skills
- Excellent analytical skills and attention to detail
- Ability to work in a fast-paced environment
- Excellent time management skills
- Highly motivated and a great team player
Nice to have skills:
- Excellent Microsoft Excel skills
- Coding and data analysis skills
Potential for growth:
- Mentoring
- Leadership development programs
- Regular training
- Career development services
- Continuing education courses