Compliance Apprentice – Trade Surveillance

  • Company: Janus Henderson
  • Location: London
  • Closing Date: 11-06-2023


Your opportunity:

This role is a Level 3 Compliance Officer Apprenticeship which is a work based qualification combining practical training in a job and study.

You will:

  • Review and investigate alerts for suspicious activity with a focus on market abuse and unethical trading practices such as insider dealing and market manipulation using an automated surveillance tool
  • Review electronic communications such as emails and chats, for evidence of market abuse or conduct breaches using an automated system
  • Analyse alerts thoroughly and timely to ensure that issues are identified, investigated, and escalated where necessary
  • Perform non-automated monitoring to provide assurance that controls are appropriately designed and operating effectively
  • Collaborate with Risk and Compliance, other control functions, Investments and others during analysis
  • Carry out other duties as assigned

What to expect when you join our firm:

  • Hybrid working and reasonable accommodations
  • Generous Holiday policies
  • Excellent Health and Wellbeing benefits including corporate membership to ClassPass
  • Paid volunteer time to step away from your desk and into the community
  • Support to grow through professional development courses, tuition/qualification reimbursement and more
  • All-inclusive approach to Diversity, Equity and Inclusion
  • Maternal/paternal leave benefits and family services
  • Complimentary subscription to Headspace – the mindfulness app
  • All employee events including networking opportunities and social activities
  • Lunch allowance for use within our subsidized onsite canteen

Must have skills:

  • Good verbal and written communication skills
  • Excellent analytical skills and attention to detail
  • Ability to work in a fast-paced environment
  • Excellent time management skills
  • Highly motivated and a great team player

Nice to have skills:

  • Excellent Microsoft Excel skills
  • Coding and data analysis skills

Potential for growth:

  • Mentoring
  • Leadership development programs
  • Regular training
  • Career development services
  • Continuing education courses

Apply now or contact student support if you need assistance with your application, we’re here to help!